Compliance

Compliance & Regulatory Alignment

Spider operates in regulated environments. Our compliance infrastructure is designed to support enterprise clients operating under FCA, SEC, FINRA, GDPR, and equivalent frameworks.

Data Processing Agreements

Spider provides Data Processing Agreements (DPAs) for enterprise clients operating under GDPR, CCPA, or equivalent regulatory frameworks. DPAs are available on request through the enterprise engagement process.

Regulated Environment Compatibility

Spider is designed for deployment alongside regulated brokerage infrastructure. Data flows, retention policies, and access controls are configurable for compliance with FCA, SEC, FINRA, and equivalent regulatory requirements.

Data Residency

Enterprise clients with data residency requirements may request infrastructure configurations that restrict data processing to specific geographic jurisdictions. Available as part of enterprise engagement.

Audit Trail & Reporting

Lifecycle event data processed through Spider is retained with structured audit trail capability. Access logs, event histories, and workflow records are available to enterprise clients for compliance reporting.

Retention & Deletion Policies

Client data retention and deletion policies are configurable in alignment with regulatory requirements. Data deletion requests are fulfilled in accordance with applicable legal obligations.

Third-Party Certifications

Spider is pursuing SOC 2 Type II certification. Current security and compliance documentation is available under NDA for enterprise prospects. Contact for status and documentation access.

Compliance Documentation

Request compliance documentation

DPAs, data processing schedules, retention policies, and regulatory alignment documentation available for enterprise prospects under NDA.